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Articles about the work of Amir Efrati

SEC Revolving Door
futureofcapitalism.com

Senator Grassley's suggestion of a two-year ban on SEC employees representing clients before their former employer got watered down in the final Dodd-Frank financial regulation bill to a mere requirement (Section 968) that the Government Accountability Office conduct a "study on SEC revolving door" that will

(1) to review the number of employees who leave the Securities and Exchange Commission to work for financial institutions regulated by such Commission;
(2) determine how many employees who leave the Securities and Exchange Commission worked on cases that involved financial institutions regulated by such Commission;
(3) review the length of time employees work for the Securities and Exchange Commission before leaving to be employed by financial institutions regulated by such Commission...

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SEC Revolving Door
futureofcapitalism.com

Senator Grassley's suggestion of a two-year ban on SEC employees representing clients before their former employer got watered down in the final Dodd-Frank financial regulation bill to a mere requirement (Section 968) that the Government Accountability Office conduct a "study on SEC revolving door" that will

(1) to review the number of employees who leave the Securities and Exchange Commission to work for financial institutions regulated by such Commission;
(2) determine how many employees who leave the Securities and Exchange Commission worked on cases that involved financial institutions regulated by such Commission;
(3) review the length of time employees work for the Securities and Exchange Commission before leaving to be employed by financial institutions regulated by such Commission...

Read More...


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Amir Efrati

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